Raymond Moss recovers deferred compensation benefits for departing securities broker

In July 1998, Raymond L. Moss asserted an NASD arbitration claim on behalf of a retiring securities professional against a major broker-dealer to recover deferred compensation in the form of cash, stock and stock options. Mr. Moss contended that the broker-dealer had breached its contractual "retirement" arrangements with its departing broker. Mr. Moss recovered a six digit NASD arbitration award for the client.